-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, BKx3aiAjDuLChCN/ksts2pd3yHq/9zSGHkS7ta+ocSE+D22Xlr0mwC9HgwdkDMtj cNg4PJqmVPmNlE8rCW+nDw== 0001251109-04-000010.txt : 20040212 0001251109-04-000010.hdr.sgml : 20040212 20040212163331 ACCESSION NUMBER: 0001251109-04-000010 CONFORMED SUBMISSION TYPE: SC 13G/A PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20040212 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: ARI NETWORK SERVICES INC /WI CENTRAL INDEX KEY: 0000879796 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-COMPUTER PROGRAMMING, DATA PROCESSING, ETC. [7370] IRS NUMBER: 391388360 STATE OF INCORPORATION: WI FISCAL YEAR END: 0731 FILING VALUES: FORM TYPE: SC 13G/A SEC ACT: 1934 Act SEC FILE NUMBER: 005-42176 FILM NUMBER: 04592115 BUSINESS ADDRESS: STREET 1: 11425 WEST LAKE PARK DRIVE STREET 2: SUITE 900 CITY: MILWAUKEE STATE: WI ZIP: 53224-3025 BUSINESS PHONE: 414 973-4300 MAIL ADDRESS: STREET 1: 11425 WEST LAKE PARK DRIVE STREET 2: SUITE 900 CITY: MILWAUKEE STATE: WI ZIP: 53224-3025 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: KAMIN PETER H CENTRAL INDEX KEY: 0000937541 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G/A BUSINESS ADDRESS: STREET 1: 40 BRIARCLIFF RD CITY: LONGMEADOW STATE: MA ZIP: 01106 BUSINESS PHONE: 4135677557 MAIL ADDRESS: STREET 1: 40 BRIARCLIFF RD CITY: LONGMEADOW STATE: MA ZIP: 01106 SC 13G/A 1 kamin.txt KAMIN ARI 13G AM 1 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 1)* ARI NETWORK SERVICES, INC. ----------------------------------------------------------------- (Name of Issuer) Common Stock ----------------------------------------------------------------- (Title of Class of Securities) 001930205 -------------------- (CUSIP Number) December 31, 2003 ---------------------------------------------------------------- (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which this Schedule is filed: / / Rule 13d-1(b) / X / Rule 13d-1(c) / / Rule 13d-1(d) *The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page. The information required in the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 ("Act") or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes). CUSIP NO. 001930205 1. Names of Reporting Persons. I.R.S. Identification Nos. of above persons (entities only). Peter H. Kamin Peter H. Kamin Childrens Trust -- 04-6829284 Peter H. Kamin Profit Sharing Plan Peter H. Kamin Family Foundation -- 04-3398587 3K Limited Partnership ------------------------------------------------------------ 2. Check the Appropriate Box if a Member of a Group (a) ----- (b) ----- 3. SEC Use Only --------------------------------------------- 4. Citizenship or Place of Organization Peter H. Kamin Peter H. Kamin Childrens Trust -- Massachusetts Peter H. Kamin Profit Sharing Plan -- Massachusetts Peter H. Kamin Family Foundation -- massachusetts 3K Limited Partnership -- Delaware --------------- Number of Shares Beneficially Owned by Each Reporting Person With: 5. Sole Voting Power Peter H. Kamin -- 283,300 Peter H. Kamin Childrens Trust -- 151,900 Peter H. Kamin Profit Sharing Plan -- 98,200 Peter H. Kamin Family Foundation -- 28,100 3K Limited Partnership -- 9,000 --------------- 6. Shared Voting Power 0 --------------- 7. Sole Dispositive Power Peter H. Kamin -- 283,300 Peter H. Kamin Childrens Trust -- 151,900 Peter H. Kamin Profit Sharing Plan -- 98,200 Peter H. Kamin Family Foundation -- 28,100 3K Limited Partnership -- 9,000 --------------- 8. Shared Dispositive Power 0 --------------- 9. Aggregate Amount Beneficially Owned by Each Reporting Person 570,500 ----------------------------------------- 10. Check if the Aggregate Amount in Row (9) Excludes Certain Shares -------- 11. Percent of Class Represented by Amount in Row (9) 9.9% -------- 12. Type of Reporting Person IN -------------- Item 1. (a) Name of Issuer ARI Network Services, Inc. ("Issuer") ------------------------------------------------------- (b) Address of Issuer's Principal Executive Offices 11425 W. Lake Park Drive Milwaukee, Wisconsin 53224 ------------------------------------------------------- Item 2. (a) Name of Persons Filing Peter H. Kamin Peter H. Kamin Childrens Trust -- 04-6829284 Peter H. Kamin Profit Sharing Plan Peter H. Kamin Family Foundation -- 04-3398587 3K Limited Partnership ------------------------------------------------------- (b) Address of Principal Business Office or, if none, Residence c/o The Nelson Law Firm, LLC 75 South Broadway, 4th Floor White Plains, NY 10601 ------------------------------------------------------- (c) Citizenship Peter H. Kamin is a U.S. Citizen. The reporting entities are organized under Massachusetts law. ------------------------------------------------------- (d) Title of Class of Securities Common Stock, par value $.001 per share, of Issuer ------------------------------------------------------- (e) CUSIP Number 001930205 ------------------------------------------------------- Item 3. This statement is not filed pursuant to Rule 13d-1(b), 13d-2(b) or 13d-2(c). Item 4. Ownership (a) Amount beneficially owned: 570,500 (b) Percent of Class: 9.9% (c) Number of shares as to which such person has: (i) sole power to vote or to direct the vote: Peter H. Kamin -- 283,300 Peter H. Kamin Childrens Trust -- 151,900 Peter H. Kamin Profit Sharing Plan -- 98,200 Peter H. Kamin Family Foundation -- 28,100 3K Limited Partnership -- 9,000 (ii) shared power to vote or to direct the vote: 0 (iii)sole power to dispose or to direct the disposition of: Peter H. Kamin -- 283,300 Peter H. Kamin Childrens Trust -- 151,900 Peter H. Kamin Profit Sharing Plan -- 98,200 Peter H. Kamin Family Foundation -- 28,100 3K Limited Partnership -- 9,000 (iv) shared power to dispose or to direct the disposition of: 0 Item 5. Ownership of Five Percent or Less of a Class Not Applicable. Item 6. Ownership of More than Five Percent on Behalf of Another Person Not Applicable. Item 7. Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on by the Parent Holding Company Not Applicable. Item 8. Identification and Classification of Members of the Group Not Applicable. Item 9. Notice of Dissolution of Group Not Applicable. Item 10. Certification By signing below I certify that, to the best of my knowledge and belief, the securities referred to above were not acquired and are not held for the purpose of or with the effect of changing or influencing the control of the issuer of the securities and were not acquired and are not held in connection with or as a participant in any transaction having that purpose or effect. SIGNATURE After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. February 3, 2004 ------------------------------- Date Peter H. Kamin ------------------------------- By: /s/ Beth N. Lowson ------------------------------- Beth N. Lowson The Nelson Law Firm, LLC 75 South Broadway, 4th Floor White Plains, NY 10601 Attorney-In-Fact POWER OF ATTORNEY The undersigned does hereby constitute and appoint Stephen J. Nelson and Beth N. Lowson, each of The Nelson Law Firm, LLC, 75 South Broadway, 4th Floor, White Plains, NY 10601, signing singly, with full power of substitution, as the true and lawful attorney of the undersigned, and authorizes and designates each of them to sign on behalf of the undersigned, and to file filings and any amendments thereto made by or on behalf of the undersigned in respect of the beneficial ownership of equity securities held by the undersigned, directly, indirectly or beneficially, pursuant to Sections 13(d), 13(g) and 16 of the Securities Exchange Act of 1934, as amended (the "Exchange Act"), and the rules and regulations thereunder. The undersigned acknowledges that the foregoing attorneys-in-fact, in serving in such capacity at the request of the undersigned, are not assuming any of the undersigned's responsibilities to comply with Sections 13(d), 13(g) or 16 of the Exchange Act. This Power of Attorney shall remain in full force and effect until withdrawn by the undersigned in a signed writing delivered to the foregoing attorneys- in-fact. IN WITNESS WHEREOF, the undersigned has caused this Power of Attorney to be executed as of this 21st day of November, 2003. /s/ Peter H. Kamin Peter H. Kamin -----END PRIVACY-ENHANCED MESSAGE-----